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Tilting the Scales Business Issues with a Legal Slant

Category Archives: Fiduciary Duty

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“Best Interests” of Investors and Employees

Posted in Fiduciary Duty

Ima Knowitall, owner of All My Business Ideas (AMBI), just read the Wall Street Journal article on new Department of Labor (DOL) regulations and called her financial advisor, Phillip Coffers. Mindful of last fall’s Tilting the Scales post that suggested she might owe her employees a fiduciary duty as the trustee of AMBI’s 401(k), Ima… Continue Reading